Justin Peterson - Mar 18, 2024 Form 4/A Insider Report for Tradeweb Markets Inc. (TW)

Role
Chief Technology Officer
Signature
/s/ Douglas Friedman, Attorney-in-Fact for Justin Peterson
Stock symbol
TW
Transactions as of
Mar 18, 2024
Transactions value $
$0
Form type
4/A
Date filed
5/8/2024, 06:52 PM
Date Of Original Report
Mar 19, 2024
Previous filing
Mar 19, 2024
Next filing
Mar 27, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TW Class A common stock Award $0 +30 +0.05% $0.00 57.3K Mar 18, 2024 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On March 19, 2024, the reporting person filed a Form 4 that reported the gross number of shares to which the reporting person became entitled in settlement of certain dividend equivalent right (the "DER") proceeds, rather than the number of actual shares acquired net of withholding taxes, in connection with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock (the "Class A Common Stock") held by the reporting person. This Form 4/A reports the correct number of shares acquired and the correct number of shares held by the reporting person following the transaction that occurred on March 18, 2024 and all subsequent transactions as reported on Form 4 for the reporting person through the date of filing of this Form 4/A.
F2 Represents shares of Class A Common Stock acquired in connection with the settlement of DERs. The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate.
F3 This amount includes (i)3,204 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 15, 2025, (ii) 12,419 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2025, (iii) 9,153 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2025 and March 15, 2026, (iv) 24,890 unvested RSUs in respect of Class A Common Stock, which are scheduled to vest on January 1, 2026, and (v) 7,643 unvested RSUs in respect of Class A Common Stock, which are scheduled to vest in equal installments on March 15, 2025, March 15, 2026 and March 15, 2027, in each case subject to the reporting person's continued employment through the applicable vesting date.