Rana Yared - Jun 13, 2023 Form 4 Insider Report for Tradeweb Markets Inc. (TW)

Role
Director
Signature
/s/ Scott Zucker, Attorney-in-Fact for Rana Yared
Stock symbol
TW
Transactions as of
Jun 13, 2023
Transactions value $
-$99,960
Form type
4
Date filed
6/15/2023, 06:35 PM
Previous filing
May 17, 2023
Next filing
May 14, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TW Class A common stock Sale -$59.5K -851 -27.95% $69.97 2.19K Jun 13, 2023 Direct F1
transaction TW Class A common stock Sale -$40.4K -567 -25.84% $71.28 1.63K Jun 15, 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.