William Hult - Mar 15, 2023 Form 4 Insider Report for Tradeweb Markets Inc. (TW)

Role: Chief Executive Officer, Director
Signature: /s/ Scott Zucker, Attorney-in-Fact for William Hult
Stock symbol: TW
Transactions as of: Mar 15, 2023
Transactions value $: $0
Form type: 4
Date filed: 3/17/2023, 04:07 PM
Previous filing: Feb 28, 2023
Next filing: Mar 20, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	TW	Class A common stock	Award	$0	+43.1K	+27.48%	$0.00	200K	Mar 15, 2023	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The reported transaction is an award of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock"). Subject to the reporting person's continued employment through the applicable vesting date, these RSUs are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2023.
F2	This amount includes (i) 14,364 unvested RSUs in respect of the Class A Common Stock that are scheduled to vest on March 17, 2023, (ii) 8,281 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on March 15, 2024, (iii) 49,688 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2024, (iv) 17,309 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (v) 31,268 unvested RSUs in respect of Class A Common Stock that are rescheduled to vest on January 1, 2025, and (vi) 43,128 unvested RSUs in respect of Class A Common Stock which are scheduled to vest as described in footnote 1 of this Form 4, in each case, subject to the reporting person's continued employment through the applicable vesting date.

Content

The reported transaction is an award of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock"). Subject to the reporting person's continued employment through the applicable vesting date, these RSUs are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2023.

This amount includes (i) 14,364 unvested RSUs in respect of the Class A Common Stock that are scheduled to vest on March 17, 2023, (ii) 8,281 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on March 15, 2024, (iii) 49,688 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2024, (iv) 17,309 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (v) 31,268 unvested RSUs in respect of Class A Common Stock that are rescheduled to vest on January 1, 2025, and (vi) 43,128 unvested RSUs in respect of Class A Common Stock which are scheduled to vest as described in footnote 1 of this Form 4, in each case, subject to the reporting person's continued employment through the applicable vesting date.