Thomas Pluta - 15 Mar 2023 Form 4 Insider Report for Tradeweb Markets Inc. (TW)

Role
President, Director
Signature
/s/ Thomas Pluta
Issuer symbol
TW
Transactions as of
15 Mar 2023
Net transactions value
$0
Form type
4
Filing time
17 Mar 2023, 16:06:46 UTC
Previous filing
24 Mar 2022
Next filing
24 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TW Class A common stock Award $0 +29,470 +338% $0.000000 38,199 15 Mar 2023 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported transaction is an award of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock"). Subject to the reporting person's continued employment through the applicable vesting date, these RSUs are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2023.
F2 This amount includes (i) 1,123 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 22, 2023 and (ii) 29,470 unvested RSUs in respect of Class A Common Stock which are scheduled to vest as described in footnote 1 of this Form 4, in each case, subject to the reporting person's continued employment through the applicable vesting date.