Douglas Friedman - Jan 1, 2023 Form 4/A - Amendment Insider Report for Tradeweb Markets Inc. (TW)

Role
General Counsel and Secretary
Signature
/s/ Scott Zucker, Attorney-in-Fact for Douglas Friedman
Stock symbol
TW
Transactions as of
Jan 1, 2023
Transactions value $
-$459,994
Form type
4/A - Amendment
Date filed
1/9/2023, 07:14 PM
Date Of Original Report
Jan 4, 2023
Previous filing
Mar 21, 2022
Next filing
Jan 9, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TW Class A common stock Tax liability -$460K -7.04K -15.56% $65.34 38.2K Jan 1, 2023 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On January 4, 2023, the reporting person filed a Form 4 that reported the incorrect number of shares withheld by the issuer to satisfying the tax withholding obligation associated with the settlement ofrestricted stock units ("RSUs") in respect of the issuer's Class A common stock (the "Class A Common Stock") held by the reporting person. This Form 4/A reports the correct number of shares withheld and thecorrect number of shares held by the reporting person following the transactions that occurred on January 1, 2023.
F2 Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of RSUs in respect of the Class A Common Stock held by the reporting person.
F3 This amount includes (i) 3,001 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 3,393 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iii) 10,180 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (iv) 5,224 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date.