Lee Olesky - Jan 1, 2023 Form 4/A - Amendment Insider Report for Tradeweb Markets Inc. (TW)

Role
Director
Signature
/s/ Scott Zucker, Attorney-in-Fact for Lee Olesky
Stock symbol
TW
Transactions as of
Jan 1, 2023
Transactions value $
-$3,576,450
Form type
4/A - Amendment
Date filed
1/9/2023, 07:11 PM
Date Of Original Report
Jan 4, 2023
Previous filing
Dec 19, 2022
Next filing
Feb 28, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TW Class A common stock Tax liability -$3.58M -54.7K -17.05% $65.34 266K Jan 1, 2023 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On January 4, 2023, the reporting person filed a Form 4 that reported the incorrect number of shares withheld by the issuer to satisfying the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock (the "Class A Common Stock") held by the reporting person. This Form 4/A reports the correct number of shares withheld and the correct number of shares held by the reporting person following the transactions that occurred on January 1, 2023.
F2 Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of RSUs in respect of the Class A Common Stock held by the reporting person.
F3 This amount includes (i) 17,151 RSUs in respect of Class A Common Stock scheduled to vest on March 17, 2023, (ii) 102,906 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2023, (iii) 19,777 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 59,330 unvested RSUs in respect of Class A Common Stock scheduled to vest on January 1, 2024, (v) 31,000 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2022, and (vi) 85,656 unvested RSUs in respect of Class A Common Stock scheduled to vest in equal installments on each of the first, second and third anniversaries of January 1, 2023. Mr. Olesky retired as CEO effective as of 12/31/22. Each award disclosed herein will continue to vest in accordance with its vesting terms per the retirement provisions of each grant agreement.