| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| KAO GEORGE | SVP, OPERATIONS | 980 ROCK AVENUE, SAN JOSE | /s/ George Kao | 13 May 2025 | 0001777243 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMCI | Common Stock | Options Exercise | +1,830 | +9.4% | 21,279 | 10 May 2025 | Direct | F1 | ||
| transaction | SMCI | Common Stock | Tax liability | $20,953 | -655 | -3.1% | $31.99 | 20,624 | 10 May 2025 | Direct |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMCI | Restricted Stock Units | Options Exercise | $0 | -1,830 | -14% | $0.000000 | 11,000 | 10 May 2025 | Common Stock | 1,830 | Direct | F1, F2 |
| Id | Content |
|---|---|
| F1 | Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. |
| F2 | Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. |