| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Cheung Kenneth | SVP, Chief Accounting Officer | 980 ROCK AVENUE, SAN JOSE | /s/ David E Weigand, Attorney-In-Fact | 13 May 2025 | 0001492126 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMCI | Common Stock | Options Exercise | +1,620 | +3.2% | 53,030 | 10 May 2025 | Direct | F1 | ||
| transaction | SMCI | Common Stock | Tax liability | $18,554 | -580 | -1.1% | $31.99 | 52,450 | 10 May 2025 | Direct | |
| transaction | SMCI | Common Stock | Options Exercise | +1,250 | +2.4% | 53,700 | 10 May 2025 | Direct | F1 | ||
| transaction | SMCI | Common Stock | Tax liability | $14,332 | -448 | -0.83% | $31.99 | 53,252 | 10 May 2025 | Direct |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMCI | Restricted Stock Units | Options Exercise | $0 | -1,620 | -50% | $0.000000 | 1,620 | 10 May 2025 | Common Stock | 1,620 | Direct | F1, F2 | |
| transaction | SMCI | Restricted Stock Units | Options Exercise | $0 | -1,250 | -10% | $0.000000 | 11,250 | 10 May 2025 | Common Stock | 1,250 | Direct | F1, F3 |
| Id | Content |
|---|---|
| F1 | Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. |
| F2 | Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2022 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. |
| F3 | Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2024 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. |