| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Liaw Yih-Shyan Wally | Director | 980 ROCK AVE., SAN JOSE | /s/ Liaw Yih-Shyan Wally | 13 May 2025 | 0001392937 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMCI | Common Stock | Options Exercise | +4,380 | +6.5% | 71,366 | 10 May 2025 | Direct | F1 | ||
| transaction | SMCI | Common Stock | Tax liability | $50,160 | -1,568 | -2.2% | $31.99 | 69,798 | 10 May 2025 | Direct | |
| transaction | SMCI | Common Stock | Options Exercise | +4,370 | +6.3% | 74,168 | 10 May 2025 | Direct | F1 | ||
| transaction | SMCI | Common Stock | Tax liability | $50,032 | -1,564 | -2.1% | $31.99 | 72,604 | 10 May 2025 | Direct | |
| holding | SMCI | Common Stock | 193,770 | 10 May 2025 | By Spouse | ||||||
| holding | SMCI | Common Stock | 15,168,050 | 10 May 2025 | By Liaw Family Trust | F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMCI | Restricted Stock Units | Options Exercise | $0 | -4,380 | -14% | $0.000000 | 26,250 | 10 May 2025 | Common Stock | 4,380 | Direct | F1, F3 | |
| transaction | SMCI | Restricted Stock Units | Options Exercise | $0 | -4,370 | -17% | $0.000000 | 21,880 | 10 May 2025 | Common Stock | 4,370 | Direct | F1, F4 |
| Id | Content |
|---|---|
| F1 | Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. |
| F2 | These shares are held in a trust for the benefit of the Reporting Person's children. The reporting person and his spouse, Shiow-Meei S. Liaw, are the trustees of the trust. |
| F3 | Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. |
| F4 | Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. |