| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Liu Liang Chiu-Chu Sara | Director, 10%+ Owner | 980 ROCK AVENUE, SAN JOSE | /s/ David E Weigand, Attorney-In-Fact | 13 May 2025 | 0001392941 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMCI | Common Stock | Options Exercise | +2.37K | 2.37K | 10 May 2025 | Direct | F1 | |||
| transaction | SMCI | Common Stock | Tax liability | -$40.9K | -1.28K | -53.88% | $31.99 | 1.09K | 10 May 2025 | Direct | |
| transaction | SMCI | Common Stock | Options Exercise | +2.12K | +193.96% | 3.21K | 10 May 2025 | Direct | F1 | ||
| transaction | SMCI | Common Stock | Tax liability | -$36.5K | -1.14K | -35.54% | $31.99 | 2.07K | 10 May 2025 | Direct | |
| holding | SMCI | Common Stock | 67.4M | 10 May 2025 | By Spouse |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMCI | Restricted Stock Units | Options Exercise | $0 | -2.37K | -100% | $0.00 | 0 | 10 May 2025 | Common Stock | 2.37K | Direct | F1, F2 | |
| transaction | SMCI | Restricted Stock Units | Options Exercise | $0 | -2.12K | -11.15% | $0.00 | 16.9K | 10 May 2025 | Common Stock | 2.12K | Direct | F1, F3 |
| Id | Content |
|---|---|
| F1 | Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. |
| F2 | Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. |
| F3 | Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th of the total number of units at the end of each of the successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. |