| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Liang Charles | President and CEO, Director, 10%+ Owner | 980 ROCK AVENUE, SAN JOSE | /s/ David E Weigand, Attorney-In-Fact | 13 May 2025 | 0001392942 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMCI | Common Stock | Options Exercise | +2,370 | 2,370 | 10 May 2025 | By Spouse | F1 | |||
| transaction | SMCI | Common Stock | Tax liability | $40,851 | -1,277 | -54% | $31.99 | 1,093 | 10 May 2025 | By Spouse | |
| transaction | SMCI | Common Stock | Options Exercise | +2,120 | +194% | 3,213 | 10 May 2025 | By Spouse | F1 | ||
| transaction | SMCI | Common Stock | Tax liability | $36,533 | -1,142 | -36% | $31.99 | 2,071 | 10 May 2025 | By Spouse | |
| holding | SMCI | Common Stock | 67,403,640 | 10 May 2025 | Direct |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMCI | Restricted Stock Units | Options Exercise | $0 | -2,370 | -100% | $0.000000 | 0 | 10 May 2025 | Common Stock | 2,370 | By Spouse | F1, F2 | |
| transaction | SMCI | Restricted Stock Units | Options Exercise | $0 | -2,120 | -11% | $0.000000 | 16,900 | 10 May 2025 | Common Stock | 2,120 | By Spouse | F1, F3 |
| Id | Content |
|---|---|
| F1 | Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. |
| F2 | Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. |
| F3 | Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th of the total number of units at the end of each of the successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. |