Kenneth Cheung - 27 Nov 2024 Form 3 Insider Report for Super Micro Computer, Inc. (SMCI)

Role
SVP, Chief Accounting Officer
Signature
/s/ Kenneth Cheung
Issuer symbol
SMCI
Transactions as of
27 Nov 2024
Net transactions value
$0
Form type
3
Filing time
02 Jan 2025, 17:51:09 UTC
Next filing
31 Jan 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SMCI Common Stock 48,370 27 Nov 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SMCI Employee Stock Option (right to buy) 27 Nov 2024 Common Stock 26,570 $3.79 Direct F1
holding SMCI Restricted Stock Units 27 Nov 2024 Common Stock 4,860 Direct F2, F3
holding SMCI Employee Stock Option (right to buy) 27 Nov 2024 Common Stock 49,900 $33.76 Direct F4
holding SMCI Restricted Stock Units 27 Nov 2024 Common Stock 13,750 Direct F3, F5
holding SMCI Restricted Stock Units 27 Nov 2024 Common Stock 4,230 Direct F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The vesting commencement date is August 3, 2021. The option is exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date and 1/16th at the end of each successive calendar quarter thereafter.
F2 Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2022 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.
F3 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F4 The vesting commencement date is August 1, 2023. The option is exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date and 1/16th at the end of each successive calendar quarter thereafter.
F5 Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2024 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.
F6 Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 50% of the total number of units on February 10, 2025 and the remaining 50% on August 10, 2025. Vested units are settled in shares of SMCI common stock.