Liang Chiu-Chu Sara Liu - Nov 10, 2024 Form 4 Insider Report for Super Micro Computer, Inc. (SMCI)

Role
Director, 10%+ Owner
Signature
/s/ David E Weigand, Attorney-In-Fact
Stock symbol
SMCI
Transactions as of
Nov 10, 2024
Transactions value $
-$58,946
Form type
4
Date filed
11/12/2024, 07:29 PM
Previous filing
Nov 1, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMCI Common Stock Options Exercise +2.36K +5.57% 44.7K Nov 10, 2024 Direct F1
transaction SMCI Common Stock Tax liability -$31.1K -1.27K -2.84% $24.52 43.4K Nov 10, 2024 Direct
transaction SMCI Common Stock Options Exercise +2.11K +4.86% 45.5K Nov 10, 2024 Direct F1
transaction SMCI Common Stock Tax liability -$27.8K -1.14K -2.49% $24.52 44.4K Nov 10, 2024 Direct
holding SMCI Common Stock 67.4M Nov 10, 2024 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMCI Restricted Stock Units Options Exercise $0 -2.36K -33.29% $0.00 4.73K Nov 10, 2024 Common Stock 2.36K Direct F1, F2, F3
transaction SMCI Restricted Stock Units Options Exercise $0 -2.11K -9.08% $0.00 21.1K Nov 10, 2024 Common Stock 2.11K Direct F1, F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F2 This RSU was previously reported as covering 10x fewer shares but was adjusted in connection with the ten-for-one forward split.
F3 Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.
F4 Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th of the total number of units at the end of each of the successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.