Charles Liang - 10 Nov 2024 Form 4 Insider Report for Super Micro Computer, Inc. (SMCI)

Role
President and CEO, Director, 10%+ Owner
Signature
/s/ David E Weigand, Attorney-In-Fact
Issuer symbol
SMCI
Transactions as of
10 Nov 2024
Net transactions value
-$58,946
Form type
4
Filing time
12 Nov 2024, 19:25:52 UTC
Previous filing
01 Nov 2024
Next filing
12 Feb 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMCI Common Stock Options Exercise +2,360 +5.6% 44,700 10 Nov 2024 By Spouse F1
transaction SMCI Common Stock Tax liability $31,116 -1,269 -2.8% $24.52 43,431 10 Nov 2024 By Spouse
transaction SMCI Common Stock Options Exercise +2,110 +4.9% 45,541 10 Nov 2024 By Spouse F1
transaction SMCI Common Stock Tax liability $27,830 -1,135 -2.5% $24.52 44,406 10 Nov 2024 By Spouse
holding SMCI Common Stock 67,403,640 10 Nov 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMCI Restricted Stock Units Options Exercise $0 -2,360 -33% $0.000000 4,730 10 Nov 2024 Common Stock 2,360 By Spouse F1, F2, F3
transaction SMCI Restricted Stock Units Options Exercise $0 -2,110 -9.1% $0.000000 21,130 10 Nov 2024 Common Stock 2,110 By Spouse F1, F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F2 This RSU was previously reported as covering 10x fewer shares but was adjusted in connection with the ten-for-one forward split.
F3 Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.
F4 Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th of the total number of units at the end of each of the successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.