Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | SMCI | Common Stock | Options Exercise | +1.52K | +1.72% | 90K | Nov 10, 2024 | Direct | F1 | ||
transaction | SMCI | Common Stock | Tax liability | -$18.9K | -771 | -0.86% | $24.52 | 89.2K | Nov 10, 2024 | Direct | |
transaction | SMCI | Common Stock | Options Exercise | +1.83K | +2.05% | 91K | Nov 10, 2024 | Direct | F1 | ||
transaction | SMCI | Common Stock | Tax liability | -$22.8K | -928 | -1.02% | $24.52 | 90.1K | Nov 10, 2024 | Direct |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | SMCI | Employee Stock Option (right to buy) | Award | $0 | +32.6K | $0.00 | 32.6K | Nov 8, 2024 | Common Stock | 32.6K | $24.52 | Direct | F2 | |
transaction | SMCI | Restricted Stock Units | Options Exercise | $0 | -1.52K | -100% | $0.00 | 0 | Nov 10, 2024 | Common Stock | 1.52K | Direct | F1, F3, F4 | |
transaction | SMCI | Restricted Stock Units | Options Exercise | $0 | -1.83K | -11.1% | $0.00 | 14.7K | Nov 10, 2024 | Common Stock | 1.83K | Direct | F1, F3, F5 |
Id | Content |
---|---|
F1 | Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. |
F2 | Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on November 8, 2025, and 1/16th at the end of each successive calendar quarter thereafter. |
F3 | This RSU was previously reported as covering 10x fewer shares but was adjusted in connection with the ten-for-one forward split. |
F4 | Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. |
F5 | Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. |