| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMCI | Common Stock | Options Exercise | +1,520 | +1.7% | 89,960 | 10 Nov 2024 | Direct | F1 | ||
| transaction | SMCI | Common Stock | Tax liability | $18,905 | -771 | -0.86% | $24.52 | 89,189 | 10 Nov 2024 | Direct | |
| transaction | SMCI | Common Stock | Options Exercise | +1,830 | +2.1% | 91,019 | 10 Nov 2024 | Direct | F1 | ||
| transaction | SMCI | Common Stock | Tax liability | $22,755 | -928 | -1% | $24.52 | 90,091 | 10 Nov 2024 | Direct |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMCI | Employee Stock Option (right to buy) | Award | $0 | +32,629 | $0.000000 | 32,629 | 08 Nov 2024 | Common Stock | 32,629 | $24.52 | Direct | F2 | |
| transaction | SMCI | Restricted Stock Units | Options Exercise | $0 | -1,520 | -100% | $0.000000 | 0 | 10 Nov 2024 | Common Stock | 1,520 | Direct | F1, F3, F4 | |
| transaction | SMCI | Restricted Stock Units | Options Exercise | $0 | -1,830 | -11% | $0.000000 | 14,660 | 10 Nov 2024 | Common Stock | 1,830 | Direct | F1, F3, F5 |
| Id | Content |
|---|---|
| F1 | Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. |
| F2 | Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on November 8, 2025, and 1/16th at the end of each successive calendar quarter thereafter. |
| F3 | This RSU was previously reported as covering 10x fewer shares but was adjusted in connection with the ten-for-one forward split. |
| F4 | Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. |
| F5 | Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. |