George Kao - 08 Nov 2024 Form 4 Insider Report for Super Micro Computer, Inc. (SMCI)

Signature
/s/ George Kao
Issuer symbol
SMCI
Transactions as of
08 Nov 2024
Net transactions value
-$41,659
Form type
4
Filing time
12 Nov 2024, 19:01:34 UTC
Previous filing
01 Nov 2024
Next filing
12 Feb 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMCI Common Stock Options Exercise +1,520 +1.7% 89,960 10 Nov 2024 Direct F1
transaction SMCI Common Stock Tax liability $18,905 -771 -0.86% $24.52 89,189 10 Nov 2024 Direct
transaction SMCI Common Stock Options Exercise +1,830 +2.1% 91,019 10 Nov 2024 Direct F1
transaction SMCI Common Stock Tax liability $22,755 -928 -1% $24.52 90,091 10 Nov 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMCI Employee Stock Option (right to buy) Award $0 +32,629 $0.000000 32,629 08 Nov 2024 Common Stock 32,629 $24.52 Direct F2
transaction SMCI Restricted Stock Units Options Exercise $0 -1,520 -100% $0.000000 0 10 Nov 2024 Common Stock 1,520 Direct F1, F3, F4
transaction SMCI Restricted Stock Units Options Exercise $0 -1,830 -11% $0.000000 14,660 10 Nov 2024 Common Stock 1,830 Direct F1, F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F2 Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on November 8, 2025, and 1/16th at the end of each successive calendar quarter thereafter.
F3 This RSU was previously reported as covering 10x fewer shares but was adjusted in connection with the ten-for-one forward split.
F4 Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.
F5 Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.