Sherman Tuan - Oct 30, 2024 Form 4 Insider Report for Super Micro Computer, Inc. (SMCI)

Role
Director
Signature
/s/ David E Weigand, Attorney-In-Fact
Stock symbol
SMCI
Transactions as of
Oct 30, 2024
Transactions value $
-$44
Form type
4
Date filed
11/1/2024, 06:15 PM
Previous filing
Aug 13, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMCI Common Stock Options Exercise $98K +25K +10.84% $3.92 256K Oct 30, 2024 Direct F1
transaction SMCI Common Stock Tax liability -$98K -2.96K -1.16% $33.07 253K Oct 30, 2024 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMCI Stock Option (right to buy) Options Exercise $0 -25K -100% $0.00 0 Oct 30, 2024 Common Stock 25K $3.92 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Adjusted to reflect a ten-for-one forward split of the Issuer's common stock effective after market close on September 30, 2024.
F2 These transactions reflect Mr. Tuan's exercise of a stock option granted in 2015 which expires soon. No shares were sold into (or otherwise entered) the public market, and Mr. Tuan did not receive any cash proceeds from this transaction. Instead, the Company withheld shares to pay the exercise price. All withheld shares were retained by the Company. Of the 25,000 shares subject to the option, Mr. Tuan retained 22,036 shares after a total of 2,964 shares were withheld.
F3 This option was previously reported as covering 10x fewer shares at a 10x greater exercise price, but was equitably adjusted in connection with the ten-for-one forward split.
F4 The stock option is fully vested and exercisable.