George Kao - Aug 10, 2024 Form 4 Insider Report for Super Micro Computer, Inc. (SMCI)

Role
SVP, OPERATIONS
Signature
/s/ George Kao
Stock symbol
SMCI
Transactions as of
Aug 10, 2024
Transactions value $
-$86,998
Form type
4
Date filed
8/13/2024, 05:18 PM
Previous filing
May 14, 2024
Next filing
Nov 1, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMCI Common Stock Options Exercise +152 +1.75% 8.83K Aug 10, 2024 Direct F1
transaction SMCI Common Stock Tax liability -$39.7K -78 -0.88% $508.76 8.75K Aug 10, 2024 Direct
transaction SMCI Common Stock Options Exercise +183 +2.09% 8.94K Aug 10, 2024 Direct F1
transaction SMCI Common Stock Tax liability -$47.3K -93 -1.04% $508.76 8.84K Aug 10, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMCI Restricted Stock Units Options Exercise $0 -152 -50% $0.00 152 Aug 10, 2024 Common Stock 152 Direct F1, F2
transaction SMCI Restricted Stock Units Options Exercise $0 -183 -9.99% $0.00 1.65K Aug 10, 2024 Common Stock 183 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F2 Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.
F3 Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.