George Kao - 10 Aug 2024 Form 4 Insider Report for Super Micro Computer, Inc. (SMCI)

Signature
/s/ George Kao
Issuer symbol
SMCI
Transactions as of
10 Aug 2024
Net transactions value
-$86,998
Form type
4
Filing time
13 Aug 2024, 17:18:42 UTC
Previous filing
14 May 2024
Next filing
01 Nov 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMCI Common Stock Options Exercise +152 +1.8% 8,832 10 Aug 2024 Direct F1
transaction SMCI Common Stock Tax liability $39,683 -78 -0.88% $508.76 8,754 10 Aug 2024 Direct
transaction SMCI Common Stock Options Exercise +183 +2.1% 8,937 10 Aug 2024 Direct F1
transaction SMCI Common Stock Tax liability $47,315 -93 -1% $508.76 8,844 10 Aug 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMCI Restricted Stock Units Options Exercise $0 -152 -50% $0.000000 152 10 Aug 2024 Common Stock 152 Direct F1, F2
transaction SMCI Restricted Stock Units Options Exercise $0 -183 -10% $0.000000 1,649 10 Aug 2024 Common Stock 183 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F2 Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.
F3 Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.