Charles Liang - 10 Aug 2024 Form 4 Insider Report for Super Micro Computer, Inc. (SMCI)

Role
President and CEO, Director, 10%+ Owner
Signature
/s/ David E Weigand, Attorney-In-Fact
Issuer symbol
SMCI
Transactions as of
10 Aug 2024
Net transactions value
-$122,611
Form type
4
Filing time
13 Aug 2024, 17:03:18 UTC
Previous filing
03 Jul 2024
Next filing
01 Nov 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMCI Common Stock Options Exercise +236 +5.9% 4,264 10 Aug 2024 By Spouse F1
transaction SMCI Common Stock Tax liability $64,613 -127 -3% $508.76 4,137 10 Aug 2024 By Spouse
transaction SMCI Common Stock Options Exercise +211 +5.1% 4,348 10 Aug 2024 By Spouse F1
transaction SMCI Common Stock Tax liability $57,999 -114 -2.6% $508.76 4,234 10 Aug 2024 By Spouse
holding SMCI Common Stock 6,666,417 10 Aug 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMCI Restricted Stock Units Options Exercise $0 -236 -25% $0.000000 709 10 Aug 2024 Common Stock 236 By Spouse F1, F2
transaction SMCI Restricted Stock Units Options Exercise $0 -211 -8.3% $0.000000 2,324 10 Aug 2024 Common Stock 211 By Spouse F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F2 Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.
F3 Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th of the total number of units at the end of each of the successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.