| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMCI | Common Stock | Options Exercise | +225 | +1.7% | 13,260 | 10 May 2024 | Direct | F1 | ||
| transaction | SMCI | Common Stock | Tax liability | $91,828 | -115 | -0.87% | $798.50 | 13,145 | 10 May 2024 | Direct | |
| transaction | SMCI | Common Stock | Options Exercise | +268 | +2% | 13,413 | 10 May 2024 | Direct | F1 | ||
| transaction | SMCI | Common Stock | Tax liability | $108,596 | -136 | -1% | $798.50 | 13,277 | 10 May 2024 | Direct | |
| transaction | SMCI | Common Stock | Options Exercise | +1,099 | +8.3% | 14,376 | 10 May 2024 | Direct | F1 | ||
| transaction | SMCI | Common Stock | Tax liability | $444,764 | -557 | -3.9% | $798.50 | 13,819 | 10 May 2024 | Direct |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMCI | Restricted Stock Units | Options Exercise | $0 | -225 | -100% | $0.000000* | 0 | 10 May 2024 | Common Stock | 225 | Direct | F1, F2 | |
| transaction | SMCI | Restricted Stock Units | Options Exercise | $0 | -268 | -11% | $0.000000 | 2,140 | 10 May 2024 | Common Stock | 268 | Direct | F1, F3 | |
| transaction | SMCI | Restricted Stock Units | Options Exercise | $0 | -1,099 | -100% | $0.000000* | 0 | 10 May 2024 | Common Stock | 1,099 | Direct | F1, F4 |
| Id | Content |
|---|---|
| F1 | Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. |
| F2 | Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. |
| F3 | Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. |
| F4 | Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 1/7th of the total number of units on November 10, 2022, and 1/7th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. |