Charles Liang - Apr 29, 2024 Form 4 Insider Report for Super Micro Computer, Inc. (SMCI)

Signature
/s/ David E Weigand, Attorney-In-Fact
Stock symbol
SMCI
Transactions as of
Apr 29, 2024
Transactions value $
-$434,318
Form type
4
Date filed
5/1/2024, 04:57 PM
Previous filing
Feb 20, 2024
Next filing
May 14, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMCI Common Stock Options Exercise $22.2K +525 +15.18% $42.35* 3.98K Apr 29, 2024 By Spouse F1
transaction SMCI Common Stock Sale -$12.5K -15 -0.38% $831.02 3.97K Apr 29, 2024 By Spouse F1, F2
transaction SMCI Common Stock Sale -$13.4K -16 -0.4% $835.87 3.95K Apr 29, 2024 By Spouse F1
transaction SMCI Common Stock Sale -$12.6K -15 -0.38% $837.01 3.94K Apr 29, 2024 By Spouse F1, F3
transaction SMCI Common Stock Sale -$16K -19 -0.48% $839.72 3.92K Apr 29, 2024 By Spouse F1, F4
transaction SMCI Common Stock Sale -$13.5K -16 -0.41% $841.64 3.9K Apr 29, 2024 By Spouse F1
transaction SMCI Common Stock Sale -$13.5K -16 -0.41% $843.13 3.89K Apr 29, 2024 By Spouse F1
transaction SMCI Common Stock Sale -$13.6K -16 -0.41% $848.01 3.87K Apr 29, 2024 By Spouse F1
transaction SMCI Common Stock Sale -$27.4K -32 -0.83% $854.89 3.84K Apr 29, 2024 By Spouse F1, F5
transaction SMCI Common Stock Sale -$13.7K -16 -0.42% $858.49 3.82K Apr 29, 2024 By Spouse F1
transaction SMCI Common Stock Sale -$13.8K -16 -0.42% $864.56 3.81K Apr 29, 2024 By Spouse F1
transaction SMCI Common Stock Sale -$13.9K -16 -0.42% $866.60 3.79K Apr 29, 2024 By Spouse F1
transaction SMCI Common Stock Sale -$27.8K -32 -0.84% $869.83 3.76K Apr 29, 2024 By Spouse F1, F6
transaction SMCI Common Stock Sale -$14K -16 -0.43% $872.30 3.74K Apr 29, 2024 By Spouse F1
transaction SMCI Common Stock Sale -$14K -16 -0.43% $873.50 3.73K Apr 29, 2024 By Spouse F1
transaction SMCI Common Stock Sale -$28K -32 -0.86% $875.35 3.7K Apr 29, 2024 By Spouse F1, F7
transaction SMCI Common Stock Sale -$28.1K -32 -0.87% $877.35 3.66K Apr 29, 2024 By Spouse F1, F8
transaction SMCI Common Stock Sale -$14.1K -16 -0.44% $878.14 3.65K Apr 29, 2024 By Spouse F1
transaction SMCI Common Stock Sale -$14.1K -16 -0.44% $879.55 3.63K Apr 29, 2024 By Spouse F1
transaction SMCI Common Stock Sale -$28.3K -32 -0.88% $883.04 3.6K Apr 29, 2024 By Spouse F1, F9
transaction SMCI Common Stock Sale -$28.4K -32 -0.89% $887.19 3.57K Apr 29, 2024 By Spouse F1, F10
transaction SMCI Common Stock Sale -$14.2K -16 -0.45% $888.40 3.55K Apr 29, 2024 By Spouse F1
transaction SMCI Common Stock Sale -$28.5K -32 -0.9% $889.69 3.52K Apr 29, 2024 By Spouse F1, F11
transaction SMCI Common Stock Sale -$12.5K -14 -0.4% $891.07 3.51K Apr 29, 2024 By Spouse F1
transaction SMCI Common Stock Sale -$14.3K -16 -0.46% $892.50 3.49K Apr 29, 2024 By Spouse F1
transaction SMCI Common Stock Sale -$26.8K -30 -0.86% $894.17 3.46K Apr 29, 2024 By Spouse F1, F12
holding SMCI Common Stock 6.67M Apr 29, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMCI Employee Stock Option (right to buy) Options Exercise $0 -525 -20.02% $0.00 2.1K Apr 29, 2024 Common Stock 525 $42.35 By Spouse F1, F13
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse on February 23, 2023 during the Company's open window period (the "Trading Plan").
F2 The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $831.01 to $831.03, inclusive. The Reporting Person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F3 The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $837.00 to $837.02, inclusive. The Reporting Person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F4 The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $839.00 to $839.85, inclusive. The Reporting Person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F5 The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $854.53 to $855.25, inclusive. The Reporting Person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F6 The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $869.58 to $870.07, inclusive. The Reporting Person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F7 The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $874.96 to $875.73, inclusive. The Reporting Person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F8 The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $877.14 to $877.55, inclusive. The Reporting Person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F9 The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $882.83 to $883.25, inclusive. The Reporting Person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F10 The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $887.00 to $887.37, inclusive. The Reporting Person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F11 The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $889.64 to $889.73, inclusive. The Reporting Person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F12 The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $894.05 to $894.31, inclusive. The Reporting Person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F13 Subject to the Reporting Person's spouse's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on April 27, 2022, and 1/16th at the end of each successive calendar quarter thereafter.