Charles Liang - 29 Apr 2024 Form 4 Insider Report for Super Micro Computer, Inc. (SMCI)

Signature
/s/ David E Weigand, Attorney-In-Fact
Issuer symbol
SMCI
Transactions as of
29 Apr 2024
Net transactions value
-$434,318
Form type
4
Filing time
01 May 2024, 16:57:48 UTC
Previous filing
20 Feb 2024
Next filing
14 May 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMCI Common Stock Options Exercise $22,234 +525 +15% $42.35* 3,984 29 Apr 2024 By Spouse F1
transaction SMCI Common Stock Sale $12,465 -15 -0.38% $831.02 3,969 29 Apr 2024 By Spouse F1, F2
transaction SMCI Common Stock Sale $13,374 -16 -0.4% $835.87 3,953 29 Apr 2024 By Spouse F1
transaction SMCI Common Stock Sale $12,555 -15 -0.38% $837.01 3,938 29 Apr 2024 By Spouse F1, F3
transaction SMCI Common Stock Sale $15,955 -19 -0.48% $839.72 3,919 29 Apr 2024 By Spouse F1, F4
transaction SMCI Common Stock Sale $13,466 -16 -0.41% $841.64 3,903 29 Apr 2024 By Spouse F1
transaction SMCI Common Stock Sale $13,490 -16 -0.41% $843.13 3,887 29 Apr 2024 By Spouse F1
transaction SMCI Common Stock Sale $13,568 -16 -0.41% $848.01 3,871 29 Apr 2024 By Spouse F1
transaction SMCI Common Stock Sale $27,356 -32 -0.83% $854.89 3,839 29 Apr 2024 By Spouse F1, F5
transaction SMCI Common Stock Sale $13,736 -16 -0.42% $858.49 3,823 29 Apr 2024 By Spouse F1
transaction SMCI Common Stock Sale $13,833 -16 -0.42% $864.56 3,807 29 Apr 2024 By Spouse F1
transaction SMCI Common Stock Sale $13,866 -16 -0.42% $866.60 3,791 29 Apr 2024 By Spouse F1
transaction SMCI Common Stock Sale $27,834 -32 -0.84% $869.82 3,759 29 Apr 2024 By Spouse F1, F6
transaction SMCI Common Stock Sale $13,957 -16 -0.43% $872.30 3,743 29 Apr 2024 By Spouse F1
transaction SMCI Common Stock Sale $13,976 -16 -0.43% $873.50 3,727 29 Apr 2024 By Spouse F1
transaction SMCI Common Stock Sale $28,011 -32 -0.86% $875.34 3,695 29 Apr 2024 By Spouse F1, F7
transaction SMCI Common Stock Sale $28,075 -32 -0.87% $877.34 3,663 29 Apr 2024 By Spouse F1, F8
transaction SMCI Common Stock Sale $14,050 -16 -0.44% $878.14 3,647 29 Apr 2024 By Spouse F1
transaction SMCI Common Stock Sale $14,073 -16 -0.44% $879.55 3,631 29 Apr 2024 By Spouse F1
transaction SMCI Common Stock Sale $28,257 -32 -0.88% $883.04 3,599 29 Apr 2024 By Spouse F1, F9
transaction SMCI Common Stock Sale $28,390 -32 -0.89% $887.18 3,567 29 Apr 2024 By Spouse F1, F10
transaction SMCI Common Stock Sale $14,214 -16 -0.45% $888.40 3,551 29 Apr 2024 By Spouse F1
transaction SMCI Common Stock Sale $28,470 -32 -0.9% $889.68 3,519 29 Apr 2024 By Spouse F1, F11
transaction SMCI Common Stock Sale $12,475 -14 -0.4% $891.07 3,505 29 Apr 2024 By Spouse F1
transaction SMCI Common Stock Sale $14,280 -16 -0.46% $892.50 3,489 29 Apr 2024 By Spouse F1
transaction SMCI Common Stock Sale $26,825 -30 -0.86% $894.17 3,459 29 Apr 2024 By Spouse F1, F12
holding SMCI Common Stock 6,666,417 29 Apr 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMCI Employee Stock Option (right to buy) Options Exercise $0 -525 -20% $0.000000 2,098 29 Apr 2024 Common Stock 525 $42.35 By Spouse F1, F13
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse on February 23, 2023 during the Company's open window period (the "Trading Plan").
F2 The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $831.01 to $831.03, inclusive. The Reporting Person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F3 The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $837.00 to $837.02, inclusive. The Reporting Person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F4 The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $839.00 to $839.85, inclusive. The Reporting Person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F5 The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $854.53 to $855.25, inclusive. The Reporting Person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F6 The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $869.58 to $870.07, inclusive. The Reporting Person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F7 The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $874.96 to $875.73, inclusive. The Reporting Person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F8 The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $877.14 to $877.55, inclusive. The Reporting Person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F9 The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $882.83 to $883.25, inclusive. The Reporting Person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F10 The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $887.00 to $887.37, inclusive. The Reporting Person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F11 The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $889.64 to $889.73, inclusive. The Reporting Person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F12 The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $894.05 to $894.31, inclusive. The Reporting Person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F13 Subject to the Reporting Person's spouse's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on April 27, 2022, and 1/16th at the end of each successive calendar quarter thereafter.