George Kao - Feb 15, 2024 Form 4 Insider Report for Super Micro Computer, Inc. (SMCI)

Role
SVP, OPERATIONS
Signature
/s/ George Kao
Stock symbol
SMCI
Transactions as of
Feb 15, 2024
Transactions value $
-$2,050,528
Form type
4
Date filed
2/20/2024, 04:51 PM
Previous filing
Feb 13, 2024
Next filing
May 14, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMCI Common Stock Options Exercise +500 +4.97% 10.6K Feb 15, 2024 Direct F1
transaction SMCI Common Stock Tax liability -$180K -179 -1.7% $1,004.00 10.4K Feb 15, 2024 Direct
transaction SMCI Common Stock Sale -$1.87M -1.88K -18.15% $993.00 8.5K Feb 15, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMCI Restricted Stock Units Options Exercise $0 -500 -100% $0.00* 0 Feb 15, 2024 Common Stock 500 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F2 Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in two equal tranches on August 15, 2023 and February 15, 2024. Vested units are settled in shares of SMCI common stock.