Don W. Clegg - Feb 14, 2024 Form 4 Insider Report for Super Micro Computer, Inc. (SMCI)

Signature
/s/ Don W. Clegg
Stock symbol
SMCI
Transactions as of
Feb 14, 2024
Transactions value $
-$24,713,794
Form type
4
Date filed
2/16/2024, 05:07 PM
Previous filing
Feb 13, 2024
Next filing
May 7, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMCI Common Stock Options Exercise $41.1K +2K +70.5% $20.54* 4.84K Feb 14, 2024 Direct
transaction SMCI Common Stock Options Exercise $442K +20K +413.48% $22.10* 24.8K Feb 14, 2024 Direct
transaction SMCI Common Stock Options Exercise $182K +6K +24.16% $30.33* 30.8K Feb 14, 2024 Direct
transaction SMCI Common Stock Sale -$605K -700 -2.27% $863.70 30.1K Feb 14, 2024 Direct F1
transaction SMCI Common Stock Sale -$778K -900 -2.99% $864.70 29.2K Feb 14, 2024 Direct F2
transaction SMCI Common Stock Sale -$559K -645 -2.21% $865.96 28.6K Feb 14, 2024 Direct F3
transaction SMCI Common Stock Sale -$1.91M -2.2K -7.69% $867.49 26.4K Feb 14, 2024 Direct F4
transaction SMCI Common Stock Sale -$955K -1.1K -4.17% $868.29 25.3K Feb 14, 2024 Direct F5
transaction SMCI Common Stock Sale -$1.74M -2K -7.91% $869.46 23.3K Feb 14, 2024 Direct F6
transaction SMCI Common Stock Sale -$2.05M -2.36K -10.12% $870.16 20.9K Feb 14, 2024 Direct F7
transaction SMCI Common Stock Sale -$610K -700 -3.34% $871.60 20.2K Feb 14, 2024 Direct F8
transaction SMCI Common Stock Sale -$1.31M -1.5K -7.41% $872.86 18.7K Feb 14, 2024 Direct F9
transaction SMCI Common Stock Sale -$874K -1K -5.34% $874.08 17.7K Feb 14, 2024 Direct F10
transaction SMCI Common Stock Sale -$1.31M -1.5K -8.46% $875.17 16.2K Feb 14, 2024 Direct F11
transaction SMCI Common Stock Sale -$3.32M -3.79K -23.31% $876.24 12.5K Feb 14, 2024 Direct F12
transaction SMCI Common Stock Sale -$2.11M -2.4K -19.28% $877.12 10.1K Feb 14, 2024 Direct F13
transaction SMCI Common Stock Sale -$702K -800 -7.96% $877.98 9.25K Feb 14, 2024 Direct F14
transaction SMCI Common Stock Sale -$1.03M -1.18K -12.7% $880.58 8.08K Feb 14, 2024 Direct F15
transaction SMCI Common Stock Sale -$2.06M -2.34K -28.97% $881.42 5.74K Feb 14, 2024 Direct F16
transaction SMCI Common Stock Sale -$1.5M -1.7K -29.64% $882.34 4.04K Feb 14, 2024 Direct F17
transaction SMCI Common Stock Sale -$1.17M -1.33K -32.85% $883.63 2.71K Feb 14, 2024 Direct F18
transaction SMCI Common Stock Sale -$531K -600 -22.14% $884.47 2.11K Feb 14, 2024 Direct F19
transaction SMCI Common Stock Options Exercise +500 +23.7% 2.61K Feb 15, 2024 Direct F20
transaction SMCI Common Stock Tax liability -$255K -254 -9.73% $1,004.00 2.36K Feb 15, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMCI Employee Stock Option (right to buy) Options Exercise $0 -2K -100% $0.00* 0 Feb 14, 2024 Common Stock 2K $20.54 Direct F21
transaction SMCI Employee Stock Option (right to buy) Options Exercise $0 -20K -100% $0.00* 0 Feb 14, 2024 Common Stock 20K $22.10 Direct F21
transaction SMCI Employee Stock Option (right to buy) Options Exercise $0 -6K -80% $0.00 1.5K Feb 14, 2024 Common Stock 6K $30.33 Direct F22
transaction SMCI Restricted Stock Units Options Exercise $0 -500 -100% $0.00* 0 Feb 15, 2024 Common Stock 500 Direct F20, F23
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $863.11 to $864.00, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F2 The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $864.56 to $865.00, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F3 The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $865.80 to $866.38, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F4 The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $866.89 to $867.88, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F5 The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $867.90 to $868.80, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F6 The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $868.91 to $869.87, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F7 The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $869.93 to $870.89, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F8 The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $871.19 to $871.77, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F9 The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $872.50 to $873.37, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F10 The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $873.65 to $874.49, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F11 The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $874.72 to $875.71, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F12 The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $875.74 to $876.70, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F13 The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $876.75 to $877.74, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F14 The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $877.77 to $878.55, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F15 The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $879.79 to $880.77, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F16 The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $880.82 to $881.70, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F17 The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $881.87 to $882.78, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F18 The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $882.98 to $883.97, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F19 The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $884.00 to $884.85, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F20 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F21 This stock option is fully vested and exercisable.
F22 Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on May 1, 2021, and 1/16th at the end of each successive calendar quarter thereafter.
F23 Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in two equal tranches on August 15, 2023 and February 15, 2024. Vested units are settled in shares of SMCI common stock.