| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMCI | Common Stock | Options Exercise | $22.2K | +524 | +19.31% | $42.35 | 3.24K | Jan 29, 2024 | By Spouse | F1 |
| transaction | SMCI | Common Stock | Options Exercise | $14.6K | +438 | +13.53% | $33.36 | 3.68K | Jan 29, 2024 | By Spouse | F1 |
| transaction | SMCI | Common Stock | Sale | -$458K | -962 | -26.17% | $476.10 | 2.71K | Jan 29, 2024 | By Spouse | F1 |
| holding | SMCI | Common Stock | 6.67M | Jan 29, 2024 | Direct |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMCI | Employee Stock Option (right to buy) | Options Exercise | $0 | -524 | -16.65% | $0.00 | 2.62K | Jan 29, 2024 | Common Stock | 524 | $42.35 | By Spouse | F2 |
| transaction | SMCI | Employee Stock Option (right to buy) | Options Exercise | $0 | -438 | -100% | $0.00* | 0 | Jan 29, 2024 | Common Stock | 438 | $33.36 | By Spouse | F3 |
| Id | Content |
|---|---|
| F1 | The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse on February 23, 2023 during the Company's open window period (the "Trading Plan"). |
| F2 | Subject to the Reporting Person's spouse's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on April 27, 2022, and 1/16th at the end of each successive calendar quarter thereafter. |
| F3 | This stock option is fully vested and exercisable. |