Liang Chiu-Chu Sara Liu - 10 Nov 2023 Form 4 Insider Report for Super Micro Computer, Inc. (SMCI)

Role
Director, 10%+ Owner
Signature
/s/ David E. Weigand, Attorney-In-Fact
Issuer symbol
SMCI
Transactions as of
10 Nov 2023
Transactions value $
-$57,462
Form type
4
Filing time
14 Nov 2023, 17:05:07
Previous filing
31 Oct 2023
Next filing
22 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMCI Common Stock Options Exercise +197 +7.89% 2.69K 10 Nov 2023 Direct F1
transaction SMCI Common Stock Tax liability -$26.1K -98 -3.64% $266.03 2.6K 10 Nov 2023 Direct
transaction SMCI Common Stock Options Exercise +236 +9.09% 2.83K 10 Nov 2023 Direct F1
transaction SMCI Common Stock Tax liability -$31.4K -118 -4.17% $266.03 2.71K 10 Nov 2023 Direct
holding SMCI Common Stock 6.72M 10 Nov 2023 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMCI Restricted Stock Units Options Exercise $0 -197 -50% $0.00 197 10 Nov 2023 Common Stock 197 Direct F1, F2
transaction SMCI Restricted Stock Units Options Exercise $0 -236 -14.27% $0.00 1.42K 10 Nov 2023 Common Stock 236 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F2 Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.
F3 Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.