Charles Liang - 10 Nov 2023 Form 4 Insider Report for Super Micro Computer, Inc. (SMCI)

Role
President and CEO, Director, 10%+ Owner
Signature
/s/ David E. Weigand, Attorney-In-Fact
Issuer symbol
SMCI
Transactions as of
10 Nov 2023
Net transactions value
-$57,462
Form type
4
Filing time
14 Nov 2023, 17:03:25 UTC
Previous filing
31 Oct 2023
Next filing
22 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMCI Common Stock Options Exercise +197 +7.9% 2,694 10 Nov 2023 By Spouse F1
transaction SMCI Common Stock Tax liability $26,071 -98 -3.6% $266.03 2,596 10 Nov 2023 By Spouse
transaction SMCI Common Stock Options Exercise +236 +9.1% 2,832 10 Nov 2023 By Spouse F1
transaction SMCI Common Stock Tax liability $31,392 -118 -4.2% $266.03 2,714 10 Nov 2023 By Spouse
holding SMCI Common Stock 6,722,717 10 Nov 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMCI Restricted Stock Units Options Exercise $0 -197 -50% $0.000000 197 10 Nov 2023 Common Stock 197 By Spouse F1, F2
transaction SMCI Restricted Stock Units Options Exercise $0 -236 -14% $0.000000 1,418 10 Nov 2023 Common Stock 236 By Spouse F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F2 Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.
F3 Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.