Don W. Clegg - 10 Nov 2023 Form 4 Insider Report for Super Micro Computer, Inc. (SMCI)

Role
SVP, Worldwide Sales
Signature
/s/ Don W. Clegg
Issuer symbol
SMCI
Transactions as of
10 Nov 2023
Net transactions value
-$41,501
Form type
4
Filing time
14 Nov 2023, 17:02:38 UTC
Previous filing
28 Aug 2023
Next filing
13 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMCI Common Stock Options Exercise +211 +8.5% 2,697 10 Nov 2023 Direct F1
transaction SMCI Common Stock Tax liability $27,933 -105 -3.9% $266.03 2,592 10 Nov 2023 Direct
transaction SMCI Common Stock Options Exercise +102 +3.9% 2,694 10 Nov 2023 Direct F1
transaction SMCI Common Stock Tax liability $13,568 -51 -1.9% $266.03 2,643 10 Nov 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMCI Restricted Stock Units Options Exercise $0 -211 -33% $0.000000 423 10 Nov 2023 Common Stock 211 Direct F1, F2
transaction SMCI Restricted Stock Units Options Exercise $0 -102 -9.1% $0.000000 1,020 10 Nov 2023 Common Stock 102 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F2 Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.
F3 Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.