Don W. Clegg - Nov 10, 2023 Form 4 Insider Report for Super Micro Computer, Inc. (SMCI)

Role
SVP, Worldwide Sales
Signature
/s/ Don W. Clegg
Stock symbol
SMCI
Transactions as of
Nov 10, 2023
Transactions value $
-$41,501
Form type
4
Date filed
11/14/2023, 05:02 PM
Previous filing
Aug 28, 2023
Next filing
Feb 13, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMCI Common Stock Options Exercise +211 +8.49% 2.7K Nov 10, 2023 Direct F1
transaction SMCI Common Stock Tax liability -$27.9K -105 -3.89% $266.03 2.59K Nov 10, 2023 Direct
transaction SMCI Common Stock Options Exercise +102 +3.94% 2.69K Nov 10, 2023 Direct F1
transaction SMCI Common Stock Tax liability -$13.6K -51 -1.89% $266.03 2.64K Nov 10, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMCI Restricted Stock Units Options Exercise $0 -211 -33.28% $0.00 423 Nov 10, 2023 Common Stock 211 Direct F1, F2
transaction SMCI Restricted Stock Units Options Exercise $0 -102 -9.09% $0.00 1.02K Nov 10, 2023 Common Stock 102 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F2 Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.
F3 Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.