George Kao - 09 Nov 2023 Form 4 Insider Report for Super Micro Computer, Inc. (SMCI)

Role: SVP, OPERATIONS
Signature: /s/ George Kao
Issuer symbol: SMCI
Transactions as of: 09 Nov 2023
Net transactions value: -$1,111,407
Form type: 4
Filing time: 13 Nov 2023, 17:39:31 UTC
Previous filing: 05 Sep 2023
Next filing: 07 Feb 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SMCI	Common Stock	Options Exercise	$38,636	+2,972	+39%	$13.00^*	10,562	09 Nov 2023	Direct
transaction	SMCI	Common Stock	Sale	$1,033,255	-3,747	-35%	$275.76	6,815	09 Nov 2023	Direct	F1
transaction	SMCI	Common Stock	Options Exercise		+152	+2.2%		6,967	10 Nov 2023	Direct	F2
transaction	SMCI	Common Stock	Tax liability	$20,218	-76	-1.1%	$266.03	6,891	10 Nov 2023	Direct
transaction	SMCI	Common Stock	Options Exercise		+732	+11%		7,623	10 Nov 2023	Direct	F2
transaction	SMCI	Common Stock	Tax liability	$96,569	-363	-4.8%	$266.03	7,260	10 Nov 2023	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SMCI	Employee Stock Option (right to buy)	Options Exercise	$0	-2,972	-100%	$0.000000^*	0	09 Nov 2023	Common Stock	2,972	$13.00	Direct	F3
transaction	SMCI	Restricted Stock Units	Options Exercise	$0	-152	-20%	$0.000000	608	10 Nov 2023	Common Stock	152		Direct	F2, F4
transaction	SMCI	Restricted Stock Units	Options Exercise	$0	-732	-25%	$0.000000	2,198	10 Nov 2023	Common Stock	732		Direct	F2, F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $275.75 to $276.03, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F2	Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F3	This stock option is fully vested and exercisable.
F4	Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.
F5	Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.