George Kao - Nov 9, 2023 Form 4 Insider Report for Super Micro Computer, Inc. (SMCI)

Role
SVP, OPERATIONS
Signature
/s/ George Kao
Stock symbol
SMCI
Transactions as of
Nov 9, 2023
Transactions value $
-$1,111,407
Form type
4
Date filed
11/13/2023, 05:39 PM
Previous filing
Sep 5, 2023
Next filing
Feb 7, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMCI Common Stock Options Exercise $38.6K +2.97K +39.16% $13.00* 10.6K Nov 9, 2023 Direct
transaction SMCI Common Stock Sale -$1.03M -3.75K -35.48% $275.76 6.82K Nov 9, 2023 Direct F1
transaction SMCI Common Stock Options Exercise +152 +2.23% 6.97K Nov 10, 2023 Direct F2
transaction SMCI Common Stock Tax liability -$20.2K -76 -1.09% $266.03 6.89K Nov 10, 2023 Direct
transaction SMCI Common Stock Options Exercise +732 +10.62% 7.62K Nov 10, 2023 Direct F2
transaction SMCI Common Stock Tax liability -$96.6K -363 -4.76% $266.03 7.26K Nov 10, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMCI Employee Stock Option (right to buy) Options Exercise $0 -2.97K -100% $0.00* 0 Nov 9, 2023 Common Stock 2.97K $13.00 Direct F3
transaction SMCI Restricted Stock Units Options Exercise $0 -152 -20% $0.00 608 Nov 10, 2023 Common Stock 152 Direct F2, F4
transaction SMCI Restricted Stock Units Options Exercise $0 -732 -24.98% $0.00 2.2K Nov 10, 2023 Common Stock 732 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $275.75 to $276.03, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F2 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F3 This stock option is fully vested and exercisable.
F4 Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.
F5 Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.