Liang Chiu-Chu Sara Liu - Sep 19, 2023 Form 4 Insider Report for Super Micro Computer, Inc. (SMCI)

Role
Director, 10%+ Owner
Signature
/s/ David E Weigand, Attorney-In-Fact
Stock symbol
SMCI
Transactions as of
Sep 19, 2023
Transactions value $
$0
Form type
4
Date filed
9/21/2023, 05:39 PM
Previous filing
Aug 17, 2023
Next filing
Oct 31, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SMCI Common Stock 2.5K Sep 19, 2023 Direct
holding SMCI Common Stock 6.72M Sep 19, 2023 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMCI Employee Stock Option (right to buy) Award $0 +200K +33.33% $0.00 800K Sep 19, 2023 Common Stock 200K $45.00 By Spouse F1
transaction SMCI Restricted Stock Units Award $0 +330 $0.00 330 Sep 20, 2023 Common Stock 330 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On March 2, 2021, the Reporting Person's spouse was granted a performance-based stock option award to purchase up to 1,000,000 shares of common stock (the "Award") if and to the extent the five equal tranches of the Award are earned based on the achievement of certain absolute revenue and stock price goals. On September 19, 2023, achievement of the revenue goal for the fourth tranche of 200,000 shares under the Award was certified, which resulted in the creation of the derivative security reported in this filing. The applicable $95 stock price goal achievement for the fourth tranche had previously been certified, and, as a result, the 200,000 shares associated therewith were earned and became exercisable.
F2 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F3 Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2024. Vested units are settled in shares of SMCI common stock.