Don W. Clegg - Aug 10, 2023 Form 4 Insider Report for Super Micro Computer, Inc. (SMCI)

Role
SVP, Worldwide Sales
Signature
/s/ Don W. Clegg
Stock symbol
SMCI
Transactions as of
Aug 10, 2023
Transactions value $
-$29,929
Form type
4
Date filed
8/14/2023, 04:58 PM
Previous filing
Jul 5, 2023
Next filing
Aug 17, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMCI Common Stock Options Exercise +211 +10.79% 2.17K Aug 10, 2023 Direct F1
transaction SMCI Common Stock Tax liability -$20.2K -73 -3.37% $277.12 2.09K Aug 10, 2023 Direct
transaction SMCI Common Stock Options Exercise +101 +4.83% 2.19K Aug 10, 2023 Direct F1
transaction SMCI Common Stock Tax liability -$9.7K -35 -1.6% $277.12 2.16K Aug 10, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMCI Restricted Stock Units Options Exercise $0 -211 -24.97% $0.00 634 Aug 10, 2023 Common Stock 211 Direct F1, F2
transaction SMCI Restricted Stock Units Options Exercise $0 -101 -8.26% $0.00 1.12K Aug 10, 2023 Common Stock 101 Direct F1, F3
transaction SMCI Restricted Stock Units Award $0 +1K $0.00 1K Aug 11, 2023 Common Stock 1K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F2 Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.
F3 Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.
F4 Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in two equal tranches on August 15, 2023 and February 15, 2024. Vested units are settled in shares of SMCI common stock.