Liang Chiu-Chu Sara Liu - Aug 10, 2023 Form 4 Insider Report for Super Micro Computer, Inc. (SMCI)

Role
Director, 10%+ Owner
Signature
/s/ David E Weigand, Attorney-In-Fact
Stock symbol
SMCI
Transactions as of
Aug 10, 2023
Transactions value $
-$59,858
Form type
4
Date filed
8/14/2023, 04:53 PM
Previous filing
Jul 31, 2023
Next filing
Aug 17, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMCI Common Stock Options Exercise +197 +10.78% 2.02K Aug 10, 2023 Direct F1
transaction SMCI Common Stock Tax liability -$27.2K -98 -4.84% $277.12 1.93K Aug 10, 2023 Direct
transaction SMCI Common Stock Options Exercise +236 +12.25% 2.16K Aug 10, 2023 Direct F1
transaction SMCI Common Stock Tax liability -$32.7K -118 -5.46% $277.12 2.04K Aug 10, 2023 Direct
holding SMCI Common Stock 6.72M Aug 10, 2023 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMCI Restricted Stock Units Options Exercise $0 -197 -33.33% $0.00 394 Aug 10, 2023 Common Stock 197 Direct F1, F2
transaction SMCI Restricted Stock Units Options Exercise $0 -236 -12.49% $0.00 1.65K Aug 10, 2023 Common Stock 236 Direct F1, F3
transaction SMCI Restricted Stock Units Award $0 +1.8K $0.00 1.8K Aug 11, 2023 Common Stock 1.8K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F2 Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.
F3 Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.
F4 Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in two equal tranches on August 15, 2023 and February 15, 2024. Vested units are settled in shares of SMCI common stock.