Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
holding | SMCI | Common Stock | 6.72M | May 5, 2023 | Direct | ||||||
holding | SMCI | Common Stock | 3.6K | May 5, 2023 | By Spouse |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | SMCI | Employee Stock Option (right to buy) | Award | $0 | +7.5K | $0.00 | 7.5K | May 5, 2023 | Common Stock | 7.5K | $137.23 | By Spouse | F1 | |
transaction | SMCI | Restricted Stock Units | Award | $0 | +3.38K | $0.00 | 3.38K | May 5, 2023 | Common Stock | 3.38K | By Spouse | F2, F3 |
Id | Content |
---|---|
F1 | Subject to the Reporting Person's spouse's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on May 5, 2024, and 1/16th at the end of each successive calendar quarter thereafter. |
F2 | Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. |
F3 | Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th of the total number of units at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. |