Liang Chiu-Chu Sara Liu - May 5, 2023 Form 4 Insider Report for Super Micro Computer, Inc. (SMCI)

Signature
/s/ David E Weigand, Attorney-In-Fact
Stock symbol
SMCI
Transactions as of
May 5, 2023
Transactions value $
$0
Form type
4
Date filed
5/9/2023, 04:48 PM
Previous filing
Mar 28, 2023
Next filing
May 12, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SMCI Common Stock 3.6K May 5, 2023 Direct
holding SMCI Common Stock 6.72M May 5, 2023 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMCI Employee Stock Option (right to buy) Award $0 +7.5K $0.00 7.5K May 5, 2023 Common Stock 7.5K $137.23 Direct F1
transaction SMCI Restricted Stock Units Award $0 +3.38K $0.00 3.38K May 5, 2023 Common Stock 3.38K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on May 5, 2024, and 1/16th at the end of each successive calendar quarter thereafter.
F2 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F3 Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th of the total number of units at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.