George Kao - 25 Mar 2023 Form 4 Insider Report for Super Micro Computer, Inc. (SMCI)

Role
SVP, OPERATIONS
Signature
/s/ George Kao
Issuer symbol
SMCI
Transactions as of
25 Mar 2023
Net transactions value
-$32,806
Form type
4
Filing time
28 Mar 2023, 16:37:57 UTC
Previous filing
14 Feb 2023
Next filing
12 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMCI Common Stock Options Exercise +750 +10% 7,989 25 Mar 2023 Direct F1
transaction SMCI Common Stock Tax liability $32,806 -296 -3.7% $110.83 7,693 25 Mar 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMCI Restricted Stock Units Options Exercise $0 -750 -100% $0.000000* 0 25 Mar 2023 Common Stock 750 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F2 Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 50% of the total number of units on October 25, 2022 and the remaining 50% of the total number of units on March 25, 2023. Vested units are settled in shares of SMCI common stock.