| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMCI | Common Stock | Options Exercise | $1.41M | +68.1K | +1.02% | $20.70 | 6.77M | Jan 19, 2023 | Direct | F1, F2 |
| transaction | SMCI | Common Stock | Sale | -$1.31M | -18.8K | -0.28% | $69.76 | 6.75M | Jan 19, 2023 | Direct | F1, F2, F3 |
| transaction | SMCI | Common Stock | Sale | -$629K | -8.92K | -0.13% | $70.57 | 6.74M | Jan 19, 2023 | Direct | F1, F2, F4 |
| transaction | SMCI | Common Stock | Sale | -$257K | -3.6K | -0.05% | $71.43 | 6.74M | Jan 19, 2023 | Direct | F1, F2, F5 |
| transaction | SMCI | Common Stock | Sale | -$171K | -2.35K | -0.03% | $72.75 | 6.73M | Jan 19, 2023 | Direct | F1, F2, F6 |
| transaction | SMCI | Common Stock | Sale | -$410K | -5.57K | -0.08% | $73.70 | 6.73M | Jan 19, 2023 | Direct | F1, F2, F7 |
| transaction | SMCI | Common Stock | Sale | -$251K | -3.37K | -0.05% | $74.56 | 6.72M | Jan 19, 2023 | Direct | F1, F2, F8 |
| transaction | SMCI | Common Stock | Sale | -$18.2K | -242 | 0% | $75.26 | 6.72M | Jan 19, 2023 | Direct | F1, F2, F9 |
| transaction | SMCI | Common Stock | Sale | -$68.7K | -899 | -0.01% | $76.46 | 6.72M | Jan 19, 2023 | Direct | F1, F2, F10 |
| holding | SMCI | Common Stock | 2.86K | Jan 19, 2023 | By Spouse |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMCI | Employee Stock Option (right to buy) | Options Exercise | $0 | -68.1K | -100% | $0.00* | 0 | Jan 19, 2023 | Common Stock | 68.1K | $20.70 | Direct | F11 |
| Id | Content |
|---|---|
| F1 | The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in November 2022 during the Company's open window period (the "Trading Plan"). |
| F2 | As of January 16, 2023, the Reporting Person held 231,260 in the money stock options that expire on January 21, 2023. Such stock options had originally been issued on January 21, 2013 at an exercise price of $20.70. Under the Trading Plan, the broker was instructed to sell just the amount of shares necessary to cover the option cost, taxes, commissions and fees of the stock options exercised under the Trading Plan (the "Program"). Following all such transactions reported in this Form 4, the amount of securities beneficially owned directly by the reporting person increased to 6,722,717 from 6,698,423 reported in the prior Form 4 filed by the reporting person on January 19, 2023. |
| F3 | The price reported here is a weighted average price. In connection with the Program, the shares reported in this Form 4 were sold in multiple transactions at prices ranging from $69.13 to $70.12, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. |
| F4 | The price reported here is a weighted average price. In connection with the Program, the shares reported in this Form 4 were sold in multiple transactions at prices ranging from $70.13 to $71.09, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. |
| F5 | The price reported here is a weighted average price. In connection with the Program, the shares reported in this Form 4 were sold in multiple transactions at prices ranging from $71.15 to $72.14, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. |
| F6 | The price reported here is a weighted average price. In connection with the Program, the shares reported in this Form 4 were sold in multiple transactions at prices ranging from $72.15 to $73.14, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. |
| F7 | The price reported here is a weighted average price. In connection with the Program, the shares reported in this Form 4 were sold in multiple transactions at prices ranging from $73.16 to $74.11, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. |
| F8 | The price reported here is a weighted average price. In connection with the Program, the shares reported in this Form 4 were sold in multiple transactions at prices ranging from $74.19 to $75.06, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. |
| F9 | The price reported here is a weighted average price. In connection with the Program, the shares reported in this Form 4 were sold in multiple transactions at prices ranging from $75.19 to $75.39, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. |
| F10 | The price reported here is a weighted average price. In connection with the Program, the shares reported in this Form 4 were sold in multiple transactions at prices ranging from $76.40 to $76.49, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. |
| F11 | This stock option is fully vested and exercisable. |