| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMCI | Common Stock | Options Exercise | +225 | +2.8% | 8,286 | 10 Nov 2022 | Direct | F1 | ||
| transaction | SMCI | Common Stock | Tax liability | $6,296 | -78 | -0.94% | $80.72 | 8,208 | 10 Nov 2022 | Direct | |
| transaction | SMCI | Common Stock | Options Exercise | +1,098 | +13% | 9,306 | 10 Nov 2022 | Direct | F1 | ||
| transaction | SMCI | Common Stock | Tax liability | $30,674 | -380 | -4.1% | $80.72 | 8,926 | 10 Nov 2022 | Direct |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMCI | Restricted Stock Units | Options Exercise | $0 | -225 | -14% | $0.000000 | 1,350 | 10 Nov 2022 | Common Stock | 225 | Direct | F1, F2 | |
| transaction | SMCI | Restricted Stock Units | Options Exercise | $0 | -1,098 | -14% | $0.000000 | 6,589 | 10 Nov 2022 | Common Stock | 1,098 | Direct | F1, F3 |
| Id | Content |
|---|---|
| F1 | Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. |
| F2 | Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2021, and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. |
| F3 | Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 1/7th of the total number of units on November 10, 2022, and 1/7th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock |