Liang Chiu-Chu Sara Liu - 10 Nov 2022 Form 4 Insider Report for Super Micro Computer, Inc. (SMCI)

Role
Director, 10%+ Owner
Signature
/s/ David E Weigand, Attorney-In-Fact
Issuer symbol
SMCI
Transactions as of
10 Nov 2022
Transactions value $
-$17,436
Form type
4
Filing time
14 Nov 2022, 15:39:37 UTC
Previous filing
04 Nov 2022
Next filing
06 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMCI Common Stock Options Exercise +197 +7.45% 2.84K 10 Nov 2022 Direct F1
transaction SMCI Common Stock Tax liability -$7.91K -98 -3.45% $80.72 2.75K 10 Nov 2022 Direct
transaction SMCI Common Stock Options Exercise +236 +8.6% 2.98K 10 Nov 2022 Direct F1
transaction SMCI Common Stock Tax liability -$9.52K -118 -3.96% $80.72 2.86K 10 Nov 2022 Direct
holding SMCI Common Stock 6.65M 10 Nov 2022 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMCI Restricted Stock Units Options Exercise $0 -197 -16.67% $0.00 985 10 Nov 2022 Common Stock 197 Direct F1, F2
transaction SMCI Restricted Stock Units Options Exercise $0 -236 -9.08% $0.00 2.36K 10 Nov 2022 Common Stock 236 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F2 Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021, and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.
F3 Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022, and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.