Charles Liang - 10 Nov 2022 Form 4 Insider Report for Super Micro Computer, Inc. (SMCI)

Role
President and CEO, Director, 10%+ Owner
Signature
/s/ David E Weigand, Attorney-In-Fact
Issuer symbol
SMCI
Transactions as of
10 Nov 2022
Net transactions value
-$17,436
Form type
4
Filing time
14 Nov 2022, 15:33:11 UTC
Previous filing
04 Nov 2022
Next filing
06 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMCI Common Stock Options Exercise +197 +7.4% 2,843 10 Nov 2022 By Spouse F1
transaction SMCI Common Stock Tax liability $7,911 -98 -3.4% $80.72 2,745 10 Nov 2022 By Spouse
transaction SMCI Common Stock Options Exercise +236 +8.6% 2,981 10 Nov 2022 By Spouse F1
transaction SMCI Common Stock Tax liability $9,525 -118 -4% $80.72 2,863 10 Nov 2022 By Spouse
holding SMCI Common Stock 6,651,229 10 Nov 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMCI Restricted Stock Units Options Exercise $0 -197 -17% $0.000000 985 10 Nov 2022 Common Stock 197 By Spouse F1, F2
transaction SMCI Restricted Stock Units Options Exercise $0 -236 -9.1% $0.000000 2,363 10 Nov 2022 Common Stock 236 By Spouse F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F2 Subject to the Reporting Person's spouse continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021, and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.
F3 Subject to the Reporting Person's spouse continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022, and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.