| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMCI | Common Stock | Options Exercise | +225 | +3% | 7,812 | 10 Aug 2022 | Direct | F1 | ||
| transaction | SMCI | Common Stock | Tax liability | $4,971 | -78 | -1% | $63.73 | 7,734 | 10 Aug 2022 | Direct |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMCI | Restricted Stock Units | Options Exercise | $0 | -225 | -12% | $0.000000 | 1,575 | 10 Aug 2022 | Common Stock | 225 | Direct | F1, F2 | |
| transaction | SMCI | Restricted Stock Units | Award | $0 | +7,687 | $0.000000 | 7,687 | 12 Aug 2022 | Common Stock | 7,687 | Direct | F1, F3 |
| Id | Content |
|---|---|
| F1 | Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. |
| F2 | Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. |
| F3 | Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 1/7th of the total number of units on November 10, 2022 and 1/7th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. |