George Kao - Aug 10, 2022 Form 4 Insider Report for Super Micro Computer, Inc. (SMCI)

Role: SVP, OPERATIONS
Signature: /s/ George Kao
Stock symbol: SMCI
Transactions as of: Aug 10, 2022
Transactions value $: -$8,094
Form type: 4
Date filed: 8/12/2022, 04:48 PM
Previous filing: May 12, 2022
Next filing: Sep 19, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SMCI	Common Stock	Options Exercise		+212	+2.59%		8.4K	Aug 10, 2022	Direct	F1
transaction	SMCI	Common Stock	Tax liability	-$4.72K	-74	-0.88%	$63.73	8.32K	Aug 10, 2022	Direct
transaction	SMCI	Common Stock	Options Exercise		+152	+1.83%		8.48K	Aug 10, 2022	Direct	F1
transaction	SMCI	Common Stock	Tax liability	-$3.38K	-53	-0.63%	$63.73	8.42K	Aug 10, 2022	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SMCI	Restricted Stock Units	Options Exercise	$0	-212	-50%	$0.00	212	Aug 10, 2022	Common Stock	212		Direct	F1, F2
transaction	SMCI	Restricted Stock Units	Options Exercise	$0	-152	-10%	$0.00	1.37K	Aug 10, 2022	Common Stock	152		Direct	F1, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F2	Subject to the Reporting Person's continued service to the Issuer, 62.5% of the restricted stock units vest on May 10, 2021 and then 6.25% of the total number of units at the end of each three-month anniversary thereafter. Vested units are settled in shares of SMCI common stock.
F3	Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.