Liang Chiu-Chu Sara Liu - Mar 26, 2022 Form 4 Insider Report for Super Micro Computer, Inc. (SMCI)

Signature
/s/ David E Weigand, Attorney-In-Fact
Stock symbol
SMCI
Transactions as of
Mar 26, 2022
Transactions value $
$0
Form type
4
Date filed
6/3/2022, 04:52 PM
Previous filing
Feb 14, 2022
Next filing
Apr 1, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMCI Employee Stock Option (right to buy) Award $0 +200K $0.00 200K Mar 26, 2022 Common Stock 200K $45.00 By Spouse F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On March 2, 2021, the Reporting Person's spouse was granted a performance-based stock option award to purchase up to 1,000,000 shares of common stock (the "Award") if and to the extent the five equal tranches of the Award are earned based on the achievement of certain absolute revenue and stock price goals. On March 26, 2022, achievement of the revenue goal for the first tranche of 200,000 shares under the Award was certified, which resulted in the creation of the derivative security reported in this filing. This first tranche will be earned and exercisable only if and when the applicable $45 stock price goal achievement is certified.