| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMCI | Employee Stock Option (right to buy) | Award | $0 | +30,000 | $0.000000 | 30,000 | 05 May 2022 | Common Stock | 30,000 | $53.04 | Direct | F1 | |
| transaction | SMCI | Employee Stock Option (right to buy) | Award | $0 | +9,500 | $0.000000 | 9,500 | 05 May 2022 | Common Stock | 9,500 | $53.04 | Direct | F2 | |
| transaction | SMCI | Restricted Stock Units | Award | $0 | +4,280 | $0.000000 | 4,280 | 05 May 2022 | Common Stock | 4,280 | Direct | F3, F4 |
| Id | Content |
|---|---|
| F1 | Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/8th of the shares on the first quarter of the vesting commencement date on August 5, 2022, and 1/8th at the end of each successive calendar quarter thereafter. |
| F2 | Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on May 5, 2023, and 1/16th at the end of each successive calendar quarter thereafter. |
| F3 | Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. |
| F4 | Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. |