| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMCI | Common Stock | Gift | $0 | -47.7K | -0.71% | $0.00 | 6.65M | Dec 29, 2021 | Direct | F1 |
| transaction | SMCI | Common Stock | Options Exercise | $496K | +29K | +32.16% | $17.09 | 119K | Jan 19, 2022 | By Spouse | F2 |
| transaction | SMCI | Common Stock | Sale | -$713K | -16.7K | -13.97% | $42.85 | 103K | Jan 19, 2022 | By Spouse | F3, F4 |
| transaction | SMCI | Common Stock | Sale | -$420K | -9.65K | -9.42% | $43.54 | 92.9K | Jan 19, 2022 | By Spouse | F3, F5 |
| transaction | SMCI | Common Stock | Sale | -$62.5K | -1.4K | -1.5% | $44.77 | 91.5K | Jan 19, 2022 | By Spouse | F3, F6 |
| transaction | SMCI | Common Stock | Sale | -$59.1K | -1.3K | -1.42% | $45.50 | 90.2K | Jan 19, 2022 | By Spouse | F3, F7 |
| holding | SMCI | Common Stock | 3.33K | Jan 19, 2022 | By Child A | ||||||
| holding | SMCI | Common Stock | 3.33K | Jan 19, 2022 | By Child B |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMCI | Employee Stock Option (right to buy) | Options Exercise | $0 | -29K | -100% | $0.00* | 0 | Jan 19, 2022 | Common Stock | 29K | $17.09 | By Spouse | F2, F8 |
| Id | Content |
|---|---|
| F1 | This transaction represents charitable contribution by the Reporting Person. |
| F2 | The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse. |
| F3 | The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse. |
| F4 | The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.275 to $43.27, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. |
| F5 | The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.275 to $44.22, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. |
| F6 | The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.30 to $45.15, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. |
| F7 | The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.30 to $46.17, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. |
| F8 | This stock option is fully vested and exercisable. |