Don W. Clegg - 16 Aug 2021 Form 4 Insider Report for Super Micro Computer, Inc. (SMCI)

Role
SVP, Worldwide Sales
Signature
/s/ Don W. Clegg
Issuer symbol
SMCI
Transactions as of
16 Aug 2021
Net transactions value
-$4,818
Form type
4
Filing time
18 Aug 2021, 18:13:06 UTC
Previous filing
12 Aug 2021
Next filing
12 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMCI Common Stock Options Exercise +375 +4.6% 8,533 16 Aug 2021 Direct F1
transaction SMCI Common Stock Tax liability $4,818 -130 -1.5% $37.06 8,403 16 Aug 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMCI Restricted Stock Units Options Exercise $0 -375 -25% $0.000000 1,125 16 Aug 2021 Common Stock 375 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F2 Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 16, 2019 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.