Don W. Clegg - May 16, 2021 Form 4 Insider Report for Super Micro Computer, Inc. (SMCI)

Role
SVP, Worldwide Sales
Signature
/s/ Don W. Clegg
Stock symbol
SMCI
Transactions as of
May 16, 2021
Transactions value $
-$4,605
Form type
4
Date filed
5/18/2021, 05:14 PM
Previous filing
May 12, 2021
Next filing
Aug 12, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMCI Common Stock Options Exercise +375 +4.83% 8.15K May 16, 2021 Direct F1
transaction SMCI Common Stock Tax liability -$4.61K -127 -1.56% $36.26 8.02K May 16, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMCI Restricted Stock Units Options Exercise $0 -375 -20% $0.00 1.5K May 16, 2021 Common Stock 375 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F2 Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 16, 2019 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.