George Kao - 10 May 2021 Form 4 Insider Report for Super Micro Computer, Inc. (SMCI)

Signature
/s/ George Kao
Issuer symbol
SMCI
Transactions as of
10 May 2021
Net transactions value
-$27,433
Form type
4
Filing time
12 May 2021, 18:10:21 UTC
Next filing
12 Aug 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMCI Common Stock Options Exercise +2,112 +37% 7,859 10 May 2021 Direct F1
transaction SMCI Common Stock Tax liability $27,433 -780 -9.9% $35.17 7,079 10 May 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMCI Restricted Stock Units Options Exercise $0 -2,112 -62% $0.000000 1,268 10 May 2021 Common Stock 2,112 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F2 Subject to the Reporting Person's continued service to the Issuer, 62.5% of the restricted stock units vest on May 10, 2021 and then 6.25% of the total number of units at the end of each three-month anniversary thereafter. Vested units are settled in shares of SMCI common stock.