Criswell Choi - Dec 29, 2021 Form 4 Insider Report for Romeo Power, Inc. (RMO)

Signature
/s/ Criswell Choi
Stock symbol
RMO
Transactions as of
Dec 29, 2021
Transactions value $
-$36,397
Form type
4
Date filed
1/3/2022, 03:55 PM
Previous filing
Jan 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RMO Common Stock Options Exercise +21.5K 21.5K Dec 29, 2021 Direct F1
transaction RMO Common Stock Tax liability -$28K -7.45K -34.58% $3.76* 14.1K Dec 29, 2021 Direct
transaction RMO Common Stock Options Exercise +6.46K +45.86% 20.5K Dec 29, 2021 Direct F1
transaction RMO Common Stock Tax liability -$8.4K -2.23K -10.87% $3.76* 18.3K Dec 29, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RMO Restricted Stock Units Options Exercise $0 -21.5K -25.64% $0.00 62.4K Dec 29, 2021 Common Stock 21.5K Direct F1, F2
transaction RMO Restricted Stock Units Options Exercise $0 -6.46K -10.34% $0.00 56K Dec 29, 2021 Common Stock 6.46K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of common stock.
F2 The restricted stock units vests as to 1/3 of the underlying shares on the first anniversary of the vesting commencement date and as to 1/8th of the remainder of the underlying shares quarterly thereafter. The vesting commencement date is December 29, 2020.