Philip Kassin - Jul 1, 2021 Form 4 Insider Report for Romeo Power, Inc. (RMO)

Role
Director
Signature
/s/ Philip Kassin
Stock symbol
RMO
Transactions as of
Jul 1, 2021
Transactions value $
$0
Form type
4
Date filed
7/6/2021, 11:26 AM
Previous filing
Jun 15, 2021
Next filing
Jul 5, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RMO Common Stock Options Exercise $0 +21.5K $0.00 21.5K Jul 1, 2021 Direct F1
holding RMO Common Stock 5.18M Jul 1, 2021 See footnote F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RMO Restricted Stock Units Options Exercise $0 -21.5K -100% $0.00* 0 Jul 1, 2021 Common Stock 21.5K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of common stock.
F2 RMG Sponsor, LLC is the record holder of these securities. MKC Investments LLC is the sole managing member of RMG Sponsor, LLC, and Messrs. Carpenter, Mancini and Kassin are the managing members of MKC Investments LLC. Each of MKC Investments LLC, RMG Sponsor, LLC and Messrs. Carpenter, Mancini and Kassin disclaim beneficial ownership over such securities except to the extent of their pecuniary interest.
F3 On June 11, 2021, the reporting person was granted 21,531 restricted stock units, vesting on July 1, 2021.