Criswell Choi - 28 May 2021 Form 4 Insider Report for Romeo Power, Inc.

Signature
/s/ Criswell Choi
Issuer symbol
N/A
Transactions as of
28 May 2021
Net transactions value
-$966,000
Form type
4
Filing time
02 Jun 2021, 11:55:11 UTC
Next filing
03 Jan 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RMO Common Stock Options Exercise $218,400 +140,000 $1.56 140,000 28 May 2021 Direct
transaction RMO Common Stock Sale $1,184,400 -140,000 -100% $8.46* 0 28 May 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RMO Stock Option (right to buy) Options Exercise $0 -140,000 -77% $0.000000 41,378 28 May 2021 Common Stock 140,000 $1.56 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock option vested in three equal installments on January 12, 2019, 2020 and 2021. On December 31, 2020, the reporting person filed a Form 4, which inadvertantly reported that the vesting schedule for the stock option was tied to the grant date instead of the vesting commencement date, which was January 12, 2018.