Criswell Choi - May 28, 2021 Form 4 Insider Report for Romeo Power, Inc. (RMO)

Signature
/s/ Criswell Choi
Stock symbol
RMO
Transactions as of
May 28, 2021
Transactions value $
-$966,000
Form type
4
Date filed
6/2/2021, 11:55 AM
Next filing
Jan 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RMO Common Stock Options Exercise $218K +140K $1.56 140K May 28, 2021 Direct
transaction RMO Common Stock Sale -$1.18M -140K -100% $8.46* 0 May 28, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RMO Stock Option (right to buy) Options Exercise $0 -140K -77.19% $0.00 41.4K May 28, 2021 Common Stock 140K $1.56 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock option vested in three equal installments on January 12, 2019, 2020 and 2021. On December 31, 2020, the reporting person filed a Form 4, which inadvertantly reported that the vesting schedule for the stock option was tied to the grant date instead of the vesting commencement date, which was January 12, 2018.