| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Yi Soo il Benjamin | EXECUTIVE CHAIRMAN, Director | C/O RIOT PLATFORMS, INC., 3855 AMBROSIA STREET, SUITE 301, CASTLE ROCK | Tanya McGill, Attorney-in-Fact for Benjamin Yi | 05 Jan 2026 | 0001757880 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RIOT | Common Stock | Award | $0 | +473,559 | +5.8% | $0.000000 | 8,691,221 | 01 Jan 2026 | Direct | F1 |
| transaction | RIOT | Common Stock | Award | $0 | +947,118 | +11% | $0.000000 | 9,638,339 | 01 Jan 2026 | Direct | F2 |
| holding | RIOT | Common Stock | 1,000,000 | 01 Jan 2026 | See Footnote | F3 |
| Id | Content |
|---|---|
| F1 | Represents the award of service-based restricted shares under the Issuer's Long-Term Incentive Program ("LTIP"). These shares are eligible to vest, if at all, in three approximately equal tranches as of January 1, 2027, January 1, 2028, and January 1, 2029, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. |
| F2 | Represents an award of performance-based restricted shares under the LTIP at the maximum achievable amount of up to 200% of the award target amount of 473,559 shares. Such shares are eligible to vest, if at all, at the end of the three-year performance period from January 1, 2026 through December 31, 2028, upon certification by the Compensation and Human Resources Committee, and subject to the Reporting Persons continued service with the Issuer through January 1, 2029. |
| F3 | Shares held in trust by the Reporting Person in a Cayman Islands trust company established by the Reporting Person, as of January 16, 2023, Acorn Capital Foundation Limited company (the "Trust"). The Reporting Person is the sole settlor, director and beneficiary of the Trust, and retains all rights with respect to the shares held therein |