Gus S. Wetzel III - Dec 31, 2021 Form 5 Insider Report for HAWTHORN BANCSHARES, INC. (HWBK)

Role
Director
Signature
/s/ Gus S. Wetzel, III
Stock symbol
HWBK
Transactions as of
Dec 31, 2021
Transactions value $
$0
Form type
5
Date filed
2/10/2022, 02:23 PM
Next filing
Feb 9, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HWBK Common Stock 4.09K Dec 31, 2021 By Wetzel Revocable Trust F1
holding HWBK Common Stock 102K Dec 31, 2021 By Wetzel Investments, LP F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares acquired since last report from the July 1, 2021 4% stock dividend.
F2 The reporting person holds a minority ownership interest in Wetzel Investments, LP. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.